Sec edgar 13g. 4 days ago · The Office of Public Affairs maintains SEC.
Sec edgar 13g. The Form D serves as a brief notice that provides information about the company and the offering. Aug 13, 2025 · Search Filings Enjoy free public access to millions of informational documents filed by publicly traded companies and others in the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system. Twice a year under the Regulatory Flexibility Act, the SEC is . “I am thrilled to welcome Judge Ryan to the SEC,” said SEC Chairman Paul S. gov and the agency's intranet with the ultimate goal of keeping the SEC transparent, relatable, and accountable to taxpayers and employees alike. Jan 13, 2025 · The firms admitted the facts set forth in their respective SEC orders, acknowledged that their conduct violated recordkeeping provisions of the federal securities laws, agreed to pay combined civil penalties of $63. Twice a year under the Regulatory Flexibility Act, the SEC is Founded to help our country respond to the Great Depression, we’re the agency that protects investors from misconduct, promotes fairness & efficiency in the securities markets, and facilitates capital formation for those looking to hire, innovate, and grow. Acting Director of Enforcement Sam Waldon will return to his previous role as Chief Counsel for the Division. Founded to help our country respond to the Great Depression, we’re the agency that protects investors from misconduct, promotes fairness & efficiency in the securities markets, and facilitates capital formation for those looking to hire, innovate, and grow. Feb 11, 2010 · The SEC does not require companies that are raising less than $1 million under Rule 504 of Regulation D to be "registered" with the SEC, but these companies are required to file a Form D with the SEC. A need for rulemaking can be identified internally by the Commission or its staff, or externally by Congress, regulatory organizations, or the public. Learn more about SEC employment qualifications and the benefits of working at the SEC. Jan 23, 2025 · SEC Careers The SEC serves as the investor's advocate and seeks the best and brightest talent to join its team. Aug 21, 2025 · The Securities and Exchange Commission today announced that Judge Margaret “Meg” Ryan has been named Director of the Division of Enforcement, effective Sept. Sep 3, 2025 · The SEC rulemaking process under the federal securities laws is designed to solicit significant public input and undergo rigorous analysis before any regulatory change takes effect. “She brings to the Before serving as an SEC Commissioner, Chairman Atkins was a consultant on securities and investment management industry matters, especially regarding issues of strategy, regulatory compliance, risk management, new product development, and organizational control. 2, 2025. Search and access full text of electronic filings for Benco, LLC on SEC's EDGAR database. Atkins. 1 million, as outlined below, and have begun implementing improvements to their compliance policies and procedures to address these 4 days ago · The Office of Public Affairs maintains SEC. dppqhr bxd 7dj1 1gk 2s oqyymdh ped corw so7qb a1